New
Job ID : JO00182

Technology - Assistant Manager (Regulatory Compliance)

  • Mumbai
  • 1 week ago

Job Description

Job Requirements:

  • B.Sc (IT)/CS/MBA/LLB/ Othergraduates with relevant experience.
  • Minimum 6+ Years of experience in information technology compliance
Job Responsibilities:
  • Periodic review of Compliance with various directives of SEBI given by way of Act, Rules,Regulations, Circulars
  • Assessment ofcompliance implications of circulars and plan for implementing (more to dowith technologycomplianceby Members)
  • Define process/procedures for new compliance, Coordination with senior staff for obtainingapprovals. If required co-ordinate with other exchanges/regulator.
  • Draft the standard procedure for Member compliance and issue the circular.
  • Automate the process for Member compliance and coordinate with development team
  • Implement the new process and trace the member compliance
  • Prepare the regulator reports and coordinate with senior staff for review and approval
  • Timely submission of report to regulator
  • Tracking of member compliance and generating MIS
  • Review of report submitted by members and provide feedback for their compliance.
  • Recovery of penalty and tracking of the same.
  • For Committee meetings preparation of draft agenda and AT


Job Requirement


Additional Information

Job Type : Full Time
Experience : 6 - 10 years
Location : Mumbai, India
Qualification : + MBA

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