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Job Description
Job Requirements:
- B.Sc (IT)/CS/MBA/LLB/ Othergraduates with relevant experience.
- Minimum 6+ Years of experience in information technology compliance
- Periodic review of Compliance with various directives of SEBI given by way of Act, Rules,Regulations, Circulars
- Assessment ofcompliance implications of circulars and plan for implementing (more to dowith technologycomplianceby Members)
- Define process/procedures for new compliance, Coordination with senior staff for obtainingapprovals. If required co-ordinate with other exchanges/regulator.
- Draft the standard procedure for Member compliance and issue the circular.
- Automate the process for Member compliance and coordinate with development team
- Implement the new process and trace the member compliance
- Prepare the regulator reports and coordinate with senior staff for review and approval
- Timely submission of report to regulator
- Tracking of member compliance and generating MIS
- Review of report submitted by members and provide feedback for their compliance.
- Recovery of penalty and tracking of the same.
- For Committee meetings preparation of draft agenda and AT
Job Requirement
Additional Information
Job Type | : | Full Time |
Experience | : | 6 - 10 years |
Location | : | Mumbai, India |
Qualification | : | + MBA |